Best Investors Account Sign in

Christina Elizabeth Pallan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Monica, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-15
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 10/2009 Present
Previous Registrations
  • 2008-07-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-01
S63 Uniform Securities Agent State Law Examination 2007-12-04
  • S66 Uniform Combined State Law Examination
    2008-07-01
  • S63 Uniform Securities Agent State Law Examination
    2007-12-04
Other Names
  • Christina Giani
  • Christina Elizabeth Giani

View on SEC IAPD

More in Santa Monica, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor