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Christopher Scott Richards

Morgan Stanley

Westport, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
CT RA APPROVED 2017-01-24
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • CT RA
    APPROVED
    Since 2017-01-24

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westport CT 12/2016 Present
Unemployed Darien CT 05/2016 12/2016
Morgan Stanley Private Bank, N.A. New York NY 12/2016 Present
  • 12/2016 → Present
    Morgan Stanley
    Westport, CT
  • 05/2016 → 12/2016
    Unemployed
    Darien, CT
  • 12/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-24
S63 Uniform Securities Agent State Law Examination 1995-10-23
  • S66 Uniform Combined State Law Examination
    2017-01-24
  • S63 Uniform Securities Agent State Law Examination
    1995-10-23
Other Names
  • Chris Richards
  • Christopher S Richards

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

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KYLE JOSEPH BIRMINGHAM
Prashant A Joshi
ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT
WELLS FARGO CLEARING SERVICES, LLC · WESTPORT, CT

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