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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-02
FL RA APPROVED 2025-01-02
  • CO RA
    APPROVED
    Since 2025-01-02
  • FL RA
    APPROVED
    Since 2025-01-02

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Vail, CO • United States

Plaza At Five Points 50 Central Ave Suite 930, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Sarasota FL 03/2016 Present
Hightower Advisors, Llc Sarasota FL 03/2016 Present
  • 03/2016 → Present
    Hightower Securities, Llc
    Sarasota, FL
  • 03/2016 → Present
    Sarasota, FL
Previous Registrations
  • 1998-08-13 → 2016-03-18
    Truist Investment Services, Inc.
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
Other Businesses

POSITION: INVESTOR/PARTNER NATURE: APARTMENT BUILDINGS - THE ACQUISITION, RENTAL, AND MANAGEMENTOF MUTLIFAMILY (100-400 UNIT) COMPLEXES. TECHNICALLY MEGAN OTTO (MY SPOUSE) IS THE GENERAL PARTNER INVESTMENT RELATED: NO NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2013 ADDRESS: , SARASOTA FL DESCRIPTION: REVIEW OF FINANCIALS MINORITY VOTE ON ACQUISITION AND DISPOSITIONS OF MULTI FAMILY APT. COMPLEXES Second St One and Two. Investment related. Second St., Sarasota FL. Commercial real estate. General Partner. Start date 12/31/2019. Two hours per month outside securities trading hours. Commercial real estate management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
S63 Uniform Securities Agent State Law Examination 1995-11-02
  • S66 Uniform Combined State Law Examination
    2002-12-23
  • S63 Uniform Securities Agent State Law Examination
    1995-11-02
Designations
Other Names
  • Matt Otto

View on SEC IAPD

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