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Kathryn Roberts Vaughn

Commonwealth Financial Network

Jefferson, ME

Acton, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-07-30
MA RA APPROVED 2016-01-11
  • ME RA
    APPROVED
    Since 2026-07-30
  • MA RA
    APPROVED
    Since 2016-01-11

Branch Locations

Jefferson, ME • United States

Acton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2016 Present
Previous Registrations
  • 2005-07-07 → 2016-02-22
    Thomaspartners, Inc.
    Wellesley, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-05
S63 Uniform Securities Agent State Law Examination 1996-03-22
  • S65 Uniform Investment Adviser Law Examination
    2005-07-05
  • S63 Uniform Securities Agent State Law Examination
    1996-03-22
Other Names
  • Kate Hall
  • Kathryn Roberts Hall

View on SEC IAPD

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