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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2022-08-09
CA RA APPROVED 2019-10-11
TX RA APPROVED 2019-10-11
  • MT RA
    APPROVED
    Since 2022-08-09
  • CA RA
    APPROVED
    Since 2019-10-11
  • TX RA
    APPROVED
    Since 2019-10-11

Branch Locations

Orange, CA • United States

7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States

Hamilton, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mission Viejo CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mission Viejo CA 11/2016 10/2019
Wells Fargo Advisors Financial Network, Llc Irvine CA 10/2019 Present
Previous Registrations
  • 2009-02-03 → 2019-10-11
    Mission Viejo, CA
  • 2007-04-02 → 2009-02-02
    Morgan Stanley & Co. Llc
    Irvine, CA
  • 2001-10-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

THE ASSOCIATION FOR CORPORATE GROWTH ORANGE COUNTY; NOT INVESTMENT RELATED; TUSTIN, CA; NETWORKING ASSOCIATION; DIRECTOR AT LARGE; START 10/25/2019; 5 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INVOLVE MEETING QUARTERLY TO DISCUSS NEW MEMBERS AND NETWORKING EVENTS.; CLARK STODDARD LLC, INV RELATED, IRVINE, CA, 90% OWNERSHIP, START: 2/1/2019, 160 HRS/MONTH, 8 HRS DURING TRADING, FINET PRACTICE LLC.; CO-TRUSTEE FOR CLARK-STODDARD LLC 401K, INV RELATED, IRVINE, CA, START: 9/21/2019, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING. PELORUS CAPITAL MANAGEMENT, LLC; INV RELATED;IRVINE,CA; INVESTMENT MANAGEMENT; FINANCIAL ADVISOR; START DATE: 06/15/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-27
S63 Uniform Securities Agent State Law Examination 1995-09-29
  • S65 Uniform Investment Adviser Law Examination
    1995-10-27
  • S63 Uniform Securities Agent State Law Examination
    1995-09-29
Other Names
  • Glenn Lowell Stoddard

View on SEC IAPD

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