Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2022-08-09 |
| CA | RA | APPROVED | 2019-10-11 |
| TX | RA | APPROVED | 2019-10-11 |
Branch Locations
7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States
Hamilton, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mission Viejo | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mission Viejo | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 10/2019 | Present |
THE ASSOCIATION FOR CORPORATE GROWTH ORANGE COUNTY; NOT INVESTMENT RELATED; TUSTIN, CA; NETWORKING ASSOCIATION; DIRECTOR AT LARGE; START 10/25/2019; 5 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INVOLVE MEETING QUARTERLY TO DISCUSS NEW MEMBERS AND NETWORKING EVENTS.; CLARK STODDARD LLC, INV RELATED, IRVINE, CA, 90% OWNERSHIP, START: 2/1/2019, 160 HRS/MONTH, 8 HRS DURING TRADING, FINET PRACTICE LLC.; CO-TRUSTEE FOR CLARK-STODDARD LLC 401K, INV RELATED, IRVINE, CA, START: 9/21/2019, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING. PELORUS CAPITAL MANAGEMENT, LLC; INV RELATED;IRVINE,CA; INVESTMENT MANAGEMENT; FINANCIAL ADVISOR; START DATE: 06/15/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-29 |
Reach out to this advisor