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Edward Xiaosheng So

Golden State Advisors, LLC

San Mateo, CA

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Current Employers
Golden State Advisors, Llc

3 East Third Ave. Suite 200, San Mateo, CA 94401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-08-06
  • CA RA
    APPROVED
    Since 2008-08-06

Branch Locations

3 East Third Ave. Suite 200, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden State Advisors,Llc San Mateo CA 06/2008 Present
  • 06/2008 → Present
    Golden State Advisors,Llc
    San Mateo, CA
Previous Registrations
  • 2008-03-28 → 2008-12-12
    Cambridge Investment Research Advisors, Inc.
    Millbrae, CA
  • 2002-07-22 → 2008-03-31
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Francisco, CA
  • 1999-11-05 → 2002-07-26
    Prudential Equity Group, Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-20
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S65 Uniform Investment Adviser Law Examination
    1999-08-20
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02
Other Names
  • Edward X So

View on SEC IAPD

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