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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-14 |
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Emberton | Pheonix | AZ | 12/2008 | 04/2023 |
| Rock Bridge Financial, Llc | Scottsdale | AZ | 11/2011 | 04/2023 |
| Client One Securities, Llc | Scottsdale | AZ | 08/2012 | 04/2023 |
| Pruco Securities Llc | Scottsdale | AZ | 05/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Scottsdale | AZ | 05/2023 | Present |
| Lpl Enterprise, Llc | Phoenix | AZ | 11/2024 | Present |
1. 11/14/2024 - Mark Emberton - Real Estate Rental - Incline Village, NV - NOT INV REL - Start Date 01/07/2021 - 0hrs/mth 2. 11/14/2024 - Mark Emberton - Notary - Phoenix, AZ - NOT INV REL - Start Date 06/08/2016 - 0hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-14 |
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