Noel Robert Dulac

Current Employers

Employment History

• 07/1995 → 11/2018
  John Hancock Life Insurance Co.
  Andover, MA
• 07/1995 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Andover, MA

Previous Registrations

• 2005-09-07 → 2018-11-02
  Signator Investors, Inc.
  Andover, MA
  Andover, MA

Other Businesses

1) BRICKYARD RESORT CONDO ASSOCIATION AKA CEDAR LODGE POSITION:PresidentNATURE: Condo Association INVESTMENT RELATED:#OF HOURS:2 SECURITIES TRADING HOURS:0 START DATE:11/01/2011;ADDRESS:PO Box 5293,Weirs Beach NH 03247-5293,DESCRIPTION:Annual board approved budget.Pre-approval requirements for any purchases that are capital in nature,non-routine,or not budgeted.All invoices are reviewed and approved by the Office Manager,Treasurer,& Pres before they are paid.Limited access to accounting module of software. The independent bookkeeper is the only person with edit access to the accounting module of the Association's Software.The Office Manager,Treasurer,& Pres only have access to print reports and view information they cannot edit any information or process any transactions in the accounting module.Check stock is stored at the independent bookkeeper's office.Monthly review of disbursements.On a monthly basis,the Board of Directors receives a monthly reporting package prepared by the independent bookkeeper that includes a budget vs actual report and a list of disbursements by date,vendor name,description,& amount.Independent bank reconciliations.Monthly bank statements for all accounts are mailed directly to the independent bookkeeper's address and reconciled by bookkeeper.Treasurer and President have 011.line view access to the bank statements so they can review the statements and copies of checks. 2) RETIREMENT FIDUCIARY GROUP (RFG),LLC;POSITION:Managing Partner/ Managing Partner NATURE: LLC.This is a new entity and we are in the process of moving offices and creating marketing materials including business cards. while working with compliance for needed disclosures. Marketing approval # 15398288 for the Business name of Retirement Fiduciary group.INVESTMENT RELATED:Yes#OF HOURS:5 SECURITIES TRADING HRS:5START DATE: 6/1/20ADDRESS:40 Shattuck Road, Ste 306, Andover MA 01810, DESCRIPT: Marketing Entity 3) RENTAL PROPERTY OWNER; POSITION: Owner NATURE:Rental Property Owner INVESTMENT RELATED: No #OF HOURS:5 SECURITIES TRADING HRS: 0 START DATE: 06/01/2021; ADDRESS: 375 Endicott St N, Unit 302, Laconia NH 03064 DESCRIPT: Oversee the rental and maintenance of the property 4) INSURANCE BROKER/FIXED INSURANCE POSITION: Insurance Broker NATURE: Insurance Broker- Health and Group, Property & Casualty, Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 8/1/21 ADDRESS: 40 Shattuck Road, Suite 306, Andover MA 01810 DESCRIPT: Insurance Broker- Health and Group, Property & Casualty, Insurance Brokerage. 5) NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/14/2022 ADDRESS: 40 Shattuck Road, Suite 306, Andover MA 01810 DESCRIPT: Notary Public 6) MAGELLAN HEALTH POSITION: Financial Consultant NATURE: Military Program INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2023 ADDRESS: 4800 N. Scottsdale Road, #4400, Scottsdale AZ 85251 DESCRIPT: Noel Dulac provides general information as a financial consultant for reserve, active, and retired military personnel on behalf of Magellan Health, who is a Government Contractor for the Military. During the consultations no personal information is received and no business cards are given nor is there any contact following the consult. 7) RETIREMENT FIDUCIARY GROUP LLC - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2023 ADDRESS: 40 Shattuck Road, Suite 306, Andover MA 01810 DESCRIPT: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 8) Rental Property Owner POSITION: Owner NATURE: Rental Property Owner INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 4/1/03 ADDRESS: 35 CONDORD ST, NASHA NH 03064 DESCRIPTION: Oversee the rental and maintenance of the property

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-21
• S63 Uniform Securities Agent State Law Examination
  1996-04-04

Designations

Other Names

• Noel R Dulac