Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OK RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

4755 E 91St Street Ste B, Tulsa, OK 74137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Broken Arrow OK 09/1995 Present
Davis Brokerage, Inc Broker Arrow OK 08/1997 Present
Insurance Advisor Network Tulsa OK 10/2010 Present
Voya Financial Advisors Tulsa OK 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/1995 → Present
    Self Employed
    Broken Arrow, OK
  • 08/1997 → Present
    Davis Brokerage, Inc
    Broker Arrow, OK
  • 10/2010 → Present
    Insurance Advisor Network
    Tulsa, OK
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Tulsa, OK
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Independent Insurance Agent; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; Fixed insurance sales; Independent Insurance Agent; 6/4/2010; 160; 160; Sales of Fixed Insurance Products| 2) NAME OF ENTITY: Insurance Advisor Network; No; 4755 E. 91st St. Suite B; TULSA; OK; 74137; DBA for sale of P & C Insurance for individuals and businesses.; General Managing Member; 10/25/2010; 10; 5; Manage/supervise the agents that Sell and Service P & C insurance to individuals and/or business entities.| 3) NAME OF ENTITY: Financial Advisor Network, LLC; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; insurance and investment sales; sales person; 10/9/2006; 160; 160; sales of insurance and investment products| 4) NAME OF OTHER BUSINESS: DAVIS BROKERAGE INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 08/1997; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT; 5) NAME OF OTHER BUSINESS: DD CLASSIC CARS, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: AUTOMOTIVE, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUY AND SELL CLASSIC CARS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-06
S63 Uniform Securities Agent State Law Examination 1995-09-06
  • S65 Uniform Investment Adviser Law Examination
    1997-10-06
  • S63 Uniform Securities Agent State Law Examination
    1995-09-06
Designations
Other Names
  • Dennis Charles Davis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor