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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Broken Arrow | OK | 09/1995 | Present |
| Davis Brokerage, Inc | Broker Arrow | OK | 08/1997 | Present |
| Insurance Advisor Network | Tulsa | OK | 10/2010 | Present |
| Voya Financial Advisors | Tulsa | OK | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: Independent Insurance Agent; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; Fixed insurance sales; Independent Insurance Agent; 6/4/2010; 160; 160; Sales of Fixed Insurance Products| 2) NAME OF ENTITY: Insurance Advisor Network; No; 4755 E. 91st St. Suite B; TULSA; OK; 74137; DBA for sale of P & C Insurance for individuals and businesses.; General Managing Member; 10/25/2010; 10; 5; Manage/supervise the agents that Sell and Service P & C insurance to individuals and/or business entities.| 3) NAME OF ENTITY: Financial Advisor Network, LLC; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; insurance and investment sales; sales person; 10/9/2006; 160; 160; sales of insurance and investment products| 4) NAME OF OTHER BUSINESS: DAVIS BROKERAGE INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 08/1997; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT; 5) NAME OF OTHER BUSINESS: DD CLASSIC CARS, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: AUTOMOTIVE, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUY AND SELL CLASSIC CARS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-06 |
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