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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Capital Private Bank | Fort Worth | TX | 10/2024 | 06/2025 |
| Regions Private Wealth | Ocala | FL | 09/2023 | 10/2024 |
| Texas Capital Bank | Fort Worth | TX | 05/2022 | 09/2023 |
| Fidelity Investments | Dallas | TX | 06/2016 | 05/2022 |
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2025 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 06/2025 | Present |
1) Rental Property | Investment Related:No|17885 NE 2nd Place|Williston |Fl|32696|USA|Real Estate (Non-Agent/Broker)|Owner|5/1/2024|Less than 20|0|Home Rental & Barn Apartment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-22 |
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