Deanne Malia Tegtmeier

Current Employers

Employment History

• 10/2005 → Present
  Aig Financial Advisors, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Santa Monica, CA

Previous Registrations

• 2010-05-26 → 2023-09-01
  Osaic Services, Inc.
  Culver City, CA
  Santa Monica, CA
• 2000-02-08 → 2009-08-14
  Independent Capital Management
  Santa Monica, CA
• 2002-06-24 → 1998-01-30
  Independent Capital Management
  Los Angeles, CA

Other Businesses

1. INSURANCE-LIFE , YES, 2801 OCEAN PARK BLVD # 401 SANTA MONICA, CA 90405, 1 HOUR PER MONTH, BILL PAYING. FIXED INSURANCE COMMISSIONS ARE DEPOSITED INTO THIS ACCOUNT FOR THE PURPOSE OF SEPERATE BUSINESS ACCOUNTING. 2. INVESTMENT ADVISOR SERVICES, CORPORATE, YES, 3400 AIRPORT AVE, #45 SANTA MONICA CA 90405, 4 HRS PER MONTH, NO CURRENT ADVISORY CLIENTS. KEEP CFP EDUCATION REQUIREMENTS UP TO DATE. 3. MORTGAGE, YES, 34175 CAMINO CAPISTRANO STE 102 CAPISTRANO BEACH, CA 92624, 1 HR PER MONTH, REFER CLIENTS WHO WANT TO PURCHASE / REFINANCE. 4. TRUST RELATED SERVICES, YES, CITADEL LAW OFFICES 4695 MACARTHUR COURT SUITE # 100 NEWPORT BEACH, CA 92660, 10 HRS PER MONTH, MEET WITH CLIENTS WHO DESIRE TRUST RELATED SERVICES. GATHER INFORMATION RELATED TO THEIR SITUATION FOR REFERRAL TO THE ATTORNEYS AT CITADEL WHO VERIFY ALL INFORMATION, DETERMINE THEIR NEED AND WRITE UP THE TRUST DOCUMENTS. 5. INSURANCE - HEALTH - RECOMMEND INDIVIDUAL, GROUP, AND MEDICARE RELATED POLICIES THROUGH AFFILIATION WITH WORD AND BROWN AND HEALTHCOMPARE. CONSULTATIONS GENERALLY CONDUCTED AFTER REGULAR STOCK MARKET HOURS. 6. TEGWM, INC POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 4833 Eck Lane, Austin TX 78734, United States DESCRIPTION: Vice President 7. DEANNE TEGTMEIER POSITION: Owner / Landlord NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2017 ADDRESS: 842 Country Club Dr, La Grange TX 78945, United States DESCRIPTION: handling incoming rent, annual review of prospective tenants, and occasional referral of maintenance requests. 8. DEANNE TEGTMEIER POSITION: Insurance Agent NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2020 ADDRESS: 2801 Ocean Park Blvd #401, Santa Monica CA 90405, United States DESCRIPTION: Life and health insurance proposals and submitting applications for existing clients. 9. ICM LENDING POSITION: Other - LOAN INITIATOR NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2007 ADDRESS: 645 Town Center Dr, Suite 530, Costa Mesa CA 92626, United States DESCRIPTION: REFER CLIENTS WHO WANT TO PURCHASE / REFINANCE 10. DEANNE TEGTMEIER POSITION: Owner/Landlord NATURE: Single Family residence rental property owned with Parents. No formal structure. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2025 ADDRESS: 25 Auburn Aisle, Irvine CA 92612, United States DESCRIPTION: SIngle family residence/townhome. I own 1/3 with my parents owning 2/3. My father has a real estate broker's license and handled the rental for most of many years of ownership. Recently, I had to step in and handle more responsibility. I monitor website inquiries and arrange for repairs, contractors, etc We rent primarily to Corporate relocations, insurance company paid displacements, or Travel Nurses.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-23
• S63 Uniform Securities Agent State Law Examination
  1995-08-23

Designations