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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-04-06 |
Branch Locations
120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States
Kildeer, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Howe Barnes Investments, Inc. | Chicago | IL | 06/2000 | Present |
| Marshall Capital Management, Inc. | Chicago | IL | 08/2001 | Present |
| Raymond James & Associates | Chicago | IL | 04/2011 | Present |
(1)Name of Business: Hotstreak Vends LLC Address: 21650 Cambridge Drive, Kildeer, IL, 60047, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/18/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am not the owner, rather the Agent with authority to manage.\nNo responsibilities, this is my son's business and I was added as a Manager for backup purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-11 |
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