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Ly Huu Thien Pham

Wells Fargo Clearing Services, LLC

Irvine, CA

Temecula, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-26
  • CA RA
    APPROVED
    Since 2021-10-26

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

32881 Us Hwy 79, Temecula, CA 92592 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Temecula CA 07/2021 Present
Wells Fargo Bank, Na Temecula CA 07/2021 Present
U.S Bank Fountain Valley CA 12/2019 07/2021
Suntrust Bank Pinellas Park FL 07/2011 10/2019
  • 07/2021 → Present
    Wells Fargo Clearing Services, Llc
    Temecula, CA
  • 07/2021 → Present
    Wells Fargo Bank, Na
    Temecula, CA
  • 12/2019 → 07/2021
    U.S Bank
    Fountain Valley, CA
  • 07/2011 → 10/2019
    Suntrust Bank
    Pinellas Park, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-25
  • S66 Uniform Combined State Law Examination
    2021-10-25
Other Names
  • Ly Huu Thien Pham
  • Ly H Pham

View on SEC IAPD

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