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Lori Anne Maass

Wells Fargo Clearing Services, LLC

Richmond, VA

Virginia Beach, VA

Mechanicsville, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-09-11
  • VA RA
    APPROVED
    Since 2012-09-11

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

208 Golden Oak Ct Ste 300 [Support Center], Virginia Beach, VA 23452 • United States

Mechanicsville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prodigious, Llc Wheat Ridge CO 07/2009 Present
Wells Fargo Advisors, Llc Glen Allen VA 11/2009 11/2016
Wells Fargo Clearing Services, Llc Glen Allen VA 11/2016 Present
  • 07/2009 → Present
    Prodigious, Llc
    Wheat Ridge, CO
  • 11/2009 → 11/2016
    Wells Fargo Advisors, Llc
    Glen Allen, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Glen Allen, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-10
  • S66 Uniform Combined State Law Examination
    2012-09-10
Other Names
  • Lori Corker Maass
  • Lori Anne Corker

View on SEC IAPD

Other Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

More in Richmond, VA

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