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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-27
TX RA APPROVED 2025-08-25
  • CA RA
    APPROVED
    Since 2025-08-27
  • TX RA
    APPROVED
    Since 2025-08-25

Branch Locations

Glen Rose, TX • United States

1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Granbury TX 08/1995 08/2025
Avantax Advisory Services Granbury TX 12/1996 08/2025
Abs Tax & Finance, Inc Redding CA 01/1995 02/2020
H&R Block Redding CA 12/2019 02/2022
Real Estate Solutions Redding CA 02/2020 08/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Granbury TX 05/2006 08/2025
Ameriprise Financial Services, Llc Roseville CA 08/2025 Present
  • 08/1995 → 08/2025
    Avantax Investment Services, Inc.
    Granbury, TX
  • 12/1996 → 08/2025
    Avantax Advisory Services
    Granbury, TX
  • 01/1995 → 02/2020
    Abs Tax & Finance, Inc
    Redding, CA
  • 12/2019 → 02/2022
    H&R Block
    Redding, CA
  • 02/2020 → 08/2025
    Real Estate Solutions
    Redding, CA
  • 05/2006 → 08/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Granbury, TX
  • 08/2025 → Present
    Roseville, CA
Previous Registrations
  • 2002-08-20 → 2025-09-04
    Avantax Advisory Services
    Redding, CA
    Redding, CA
    Redding, CA
    Granbury, TX
    Dallas, TX
Other Businesses

Real Estate Ownership; Single Family; 2807 Star Court, , Granbury, TX, 76049; Investment-Related; 12/31/2021 / Single Family; 2206 Randy Court, , Granbury, TX, 76049; Investment-Related; 09/15/2024 / Multi-Family; 208/210 Rucker Street, , Granbury, TX, 76049; Investment-Related; 05/01/2023. Business Ownership; Real Estate Solutions Inc.; Co-owner; My wife is a real estate broker. we own a Real Estate Sales and Property Management firm through an S Corp with 135 properties. I do no work in the business but am an officer and shareholder. It's a CA Corporation, Real Estate Solutions Inc. There are no investment clients who are Property Management clients also.; 2136 Eureka Way, , Redding, CA, 96001; Investment-Related; 01/01/2021; 0 hours per month; 0 during trading hours. Other Business Activities; Tax Consulting & Preparation; Tax Planning and Income Tax filing.; 1437 County Road 2026, , Glen Rose, TX, 76043; Not Investment-Related; 12/01/1990; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-29
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S66 Uniform Combined State Law Examination
    2005-12-29
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30
Other Names
  • Tim Riley
  • Timothy Shane Riley

View on SEC IAPD

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