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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-13 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Woodbury, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2008 | Present |
NAME OF ENTITY: Minneapolis Downtown Council ADDRESS: 81 South 9th Street, Suite 260, Minneapolis, MN 55402 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: downtown council connects, leads and empowers people to make downtown a place everyone wants to START DATE: 11.01.23 CAPACITY: Board of Directors DUTIES: participate in monthly board meetings and offer input in shared ideas. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-18 |
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