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Antonio Giorgetti

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-03-14
TX RA APPROVED 2016-03-01
  • FL RA
    APPROVED
    Since 2016-03-14
  • TX RA
    APPROVED
    Since 2016-03-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Coral Gables FL 02/2016 Present
Previous Registrations
  • 2003-01-17 → 2016-03-24
    Credit Suisse Securities (Usa) Llc
    Miami, FL
    Irvine, CA
    Miami, FL
  • 2001-05-01 → 2003-01-17
    Pershing Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-27
S63 Uniform Securities Agent State Law Examination 1995-09-08
  • S65 Uniform Investment Adviser Law Examination
    2001-02-27
  • S63 Uniform Securities Agent State Law Examination
    1995-09-08
Other Names
  • Antonio Girgetti

View on SEC IAPD

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