Neil Stewart Brown

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-10-16

PA RA
APPROVED

Since 2019-10-16

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Philadelphia	PA	08/2019	Present
Bny Mellon	Philadlephia	PA	07/1984	08/2019

08/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA
07/1984 → 08/2019

Bny Mellon

Philadlephia, PA

Other Businesses

I*5176294, Entity Type: , Name of OBA: S F, Address: phila, Pennsylvania, 19118, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 06/02/2026, No Hours: 12 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-10

S66 Uniform Combined State Law Examination

2019-10-10

Other Names

Neil Stewart Brown
Neil Brown

View on SEC IAPD