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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-03-16 |
Branch Locations
16150 Arrowhead Fountains Dr Suite 265, Peoria, AZ 85382 • United States
3200 N. Central Ave. Suite 200, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 01/2009 | 10/2017 |
| Pfg Advisors | Peoria | AZ | 12/2014 | Present |
| Securities America, Inc. | Peoria | AZ | 10/2017 | 06/2024 |
| Osaic Wealth, Inc. | Peoria | AZ | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Pfg Advisors, Llc | Phoenix | AZ | 12/2014 | Present |
| Michael T. Prior, Pfg | Phoenix | AZ | 12/2020 | Present |
1.) PFG ADVISORS, LLC - CEO - Registered Investment Advisor - Phoenix AZ - Since 12/01/2014 - INVESTMENT RELATED: Yes 2.) MICHAEL T. PRIOR, PFG - CEO - Non-Variable Insurance - Phoenix AZ - Since 12/01/2020 - INVESTMENT RELATED: Yes 3.) RIA PARTNERS GROUP, LLC - Co-Founder/CEO - RIA Partners Group is a shared services firm designed to help RIA owners collaborate and reduce expenses. - Phoenix AZ - Since 7/1/2021 - INVESTMENT RELATED: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-01 |
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