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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-12 |
Branch Locations
7836 Southern Blvd, Boardman, OH 44512 • United States
517 W. Prospect Road, Suite A, Ashtabula, OH 44004 • United States
43 N. Broad Street, Canfield, OH 44406 • United States
8845 East Market Street, Warren, OH 44484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Business Strategies | Warren | OH | 08/2004 | Present |
| American Portfolios | Warren | OH | 05/2007 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 03/2025 |
| Ausdal Financial Partners, Inc | Davenport | IA | 03/2025 | Present |
INSURANCE SALES; INVESTMENT RELATED; WARREN, OH; SALE OF INSURANCE PRODUCTS; AGENT; ACTIVITY BEGAN 04/1999; I DEVOTE 5 HOURS TO THIS ACTIVITY WITH ONE OF THOSE HOURS DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS TO CLIENTS AS NEEDED. GMB STRATEGIES, LLC; NOT INVESTMENT RELATED; WARREN, OH; HOLDING COMPANY; MEMBER; ACTIVITY BEGAN 07/2025; I DEVOTE 3 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; MANAGE LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-08 |
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