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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Boca Raton | FL | 08/1999 | 07/2025 |
| Lpl Financial Llc | Boca Raton | FL | 07/2025 | Present |
1. 07/10/2025-Sweet Settlements- Attorney/ Legal Services- Not INV Related- At Boca Raton, FL- Start date 01/10/2011- 10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-23 |
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