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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

165 Broadway, New York City, NY 10006-1404 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gfi Securities Llc New York NY 12/2003 03/2021
Fidelity Brokerage Services Llc Merrimack NH 07/2021 Present
Unemployed New York NY 03/2021 07/2021
Fidelity Investments Boston MA 03/2025 Present
  • 12/2003 → 03/2021
    Gfi Securities Llc
    New York, NY
  • 07/2021 → Present
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 03/2021 → 07/2021
    Unemployed
    New York, NY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-07-11 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Sag Harbor, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
S63 Uniform Securities Agent State Law Examination 1995-09-20
  • S66 Uniform Combined State Law Examination
    2022-05-27
  • S63 Uniform Securities Agent State Law Examination
    1995-09-20
Designations

View on SEC IAPD

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