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99 High Street Suite 2802, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2012-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Boston | MA | 10/2011 | Present |
| Agf Investments, Llc | Boston | MA | 10/2011 | Present |
AGF INVESTMENTS INC.; BOSTON, MA; INVESTMENT RELATED; START DATE 9/19/11; HEAD RETAIL SALES; SALES & MARKETING; 160 HOURS A MONTH, 120 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-12 |
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