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Bruce Jonathan Diamond

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jenkintown, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-03
PA RA APPROVED 2010-06-18
  • TX RA
    APPROVED_RES
    Since 2016-08-03
  • PA RA
    APPROVED
    Since 2010-06-18

Branch Locations

101 West Ave, Jenkintown, PA 19046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elkin Park PA 04/2009 Present
Bank Of America,N.A. Jenkintown PA 06/2011 Present
Previous Registrations
  • 2005-08-04 → 2005-08-09
    Morgan Stanley Dw Inc.
    Jenkintown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-28
S63 Uniform Securities Agent State Law Examination 1995-09-15
  • S65 Uniform Investment Adviser Law Examination
    1995-09-28
  • S63 Uniform Securities Agent State Law Examination
    1995-09-15

View on SEC IAPD

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Other Offices

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DUCHARME WEALTH ADVISORS, LLC · JENKINTOWN, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JENKINTOWN, PA
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