Lori Jean Ellingson

Current Employers

Employment History

• 09/2014 → 12/2018
  Voya Financial Advisors
  Lake Oswego, OR
• 01/2019 → 08/2021
  Lion Street Financial
  Austin, TX
• 01/2019 → 08/2021
  Lion Street Advisors
  Austin, TX
• 09/2020 → Present
  Clearfp Advisors, Llc
  Lake Oswego, OR
• 08/2021 → Present
  Agate Financial Partners
  Newport, OR
• 08/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-10 → 2021-08-24
  Lion Street Advisors, Llc
  Lake Oswego, OR
  Newport, OR
  Austin, TX
• 2020-10-23 → 2021-08-05
  Clearfp Advisors, Llc
  Lake Oswego, OR
• 2009-11-16 → 2018-12-31
  Voya Financial Advisors, Inc.
  Riverside, CA
  Lake Oswego, OR
  Sioux City, IA
  Sioux City, IA
  Riverside, CA
• 2006-09-19 → 2009-11-12
  Investment Advisors International, Inc.
  San Jose, CA
  San Jose, CA
• 2004-03-09 → 2006-09-05
  Transamerica Financial Advisors, Llc
  San Jose, CA
• 2002-08-23 → 2003-12-31
  Transamerica Financial Advisors, Llc
  San Jose, CA
• 1999-01-01 → 2002-07-15
  Wma Investment Advisors, Inc. (Wmaia)
  Duluth , GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/1995; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: AGATE FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES & INSURANCE; START DATE: 08/2021; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: COMPREHENSIVE FINANCIAL PLANNING AND INSURANCE; 3. NAME OF OTHER BUSINESS: NEWPORT OREGON PRIDE; INVESTMENT RELATED: NO; ADDRESS: NEWPORT, OR 97365; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TREASURER FOR ORGANIZATION PROMITING LGBYQIA2S;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-07
• S63 Uniform Securities Agent State Law Examination
  1995-10-24

Other Names

• Lori Jean Hutton