Joseph Curtin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2017-05-17
CT	RA	APPROVED	2016-05-20

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2017-05-17
CT RA
APPROVED

Since 2016-05-20

Branch Locations

New York, NY • United States

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	03/2000	Present
Bank Of America, N.A.	New York	NY	03/2000	Present

03/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
03/2000 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*131111For profit or not for profit: For-Profit OrganizationName of outside business organization: Monsterz LLCInvestment related: YAddress of business:New York, New York 10023Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 6/1/2021Number of hours devoted: 8 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: An LLC created to hold rental properties that my wife and I own fee simple to reduce our risk.I*10221For profit or not for profit: Name of outside business organization: Marina TowersInvestment related: Address of business:Chicago, Illinois 60654Nature of business: ,Position, title, association: , Start date of relationship: 2/1/2020Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*3183280 Entity Type: Entity For Profit Name of OBA: Monsterz LLC Address: New York, New York, 10023 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/18/2025 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Invest in real estate. Very limited. Purchase property, pay bills, hire property maanager.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-19
S63	Uniform Securities Agent State Law Examination	2000-10-21

S66 Uniform Combined State Law Examination

2016-05-19
S63 Uniform Securities Agent State Law Examination

2000-10-21

Other Names

Joe Curtin
Joseph Curtin
Joseph Curtain
Joseph Curtin

View on SEC IAPD