Charles Raymond Hartman

Current Employers

Employment History

• 03/1999 → Present
  Leelyn Smith, Llc
  Geneva, IL
• 01/2011 → 11/2017
  National Planning Corporation
  Geneva, IL
• 11/2017 → Present
  Lpl Financial Llc
  Geneva, IL

Previous Registrations

• 2011-03-18 → 2017-11-29
  National Planning Corporation
  Geneva, IL
  Joliet, IL
  Oak Brook, IL

Other Businesses

1. 11/29/2017 - CHARLES HARTMAN (SELF) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 03/02 - 1 Hours Per Month/1 Hours During Securities Trading - Life and Health Insurance. 2. 11/29/2017 - THE RETIREMENT NETWORK LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/7/11 - 156 Hours Per Month/156 Hours During Securities Trading. 3. 5/22/2018 - The Retirement Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/18/2018 - 10 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through The Retirement Network, an independent investment advisor firm. I started this business activity in 04/18/2018. I expect to spend approximately 10 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/12/2020 - Leelyn Smith - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/4/2020. 5. 9/9/2020 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/2020 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-01
• S63 Uniform Securities Agent State Law Examination
  1995-10-19

Other Names

• Chuck Hartman