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100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivy Distributors, Inc | Shawnee Mission | KS | 02/2007 | 04/2021 |
| Waddell & Reed, Inc | Shawnee Mission | KS | 02/2007 | 08/2020 |
| Unemployed | Noblesville | IN | 04/2021 | 01/2022 |
| Integrity Funds Distributor, Llc | Minot | ND | 01/2022 | 09/2022 |
| Putnam Investment Management | Boston | MA | 10/2022 | Present |
| Franklin Distributors, Llc | Noblesville | IN | 07/2024 | Present |
| Putnam Retail Management | Boston | MA | 10/2022 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-03 |
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