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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-10 |
| IA | RA | APPROVED | 2021-04-23 |
Branch Locations
1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | West Des Moines | IA | 06/2009 | Present |
1) PRIVATE COMPANY- THECHEEMASTICS2 LLC- THEY ARE A YOUUBE CHANNEL- EFFECTIVE 04/2014 - 1 HOUR -I AM THE PRESIDENT OF AN LLC FOR MY DAUGHTERS AND NIECE BECAUSE THEY ARE MINORS. 2) Rick's Towing; Not investment related; Family run business being added for tax purposes and estate planning; Employee; 02/2015; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-02 |
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