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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-11-07 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Seattle | WA | 11/2014 | Present |
(2) Name/Address: Ellensburg Cattle Company / 8930 SE 54th St, Mercer Island, WA 98040 Start date: 7/26/19 Hours spent: Weekends Hours spent during trading Hours: None Role/Responsibility: Still in the planning stage but general ranching operations. Feeding and watering of livestock and other farm related activities. Not investment related. Name/Address: Stearns Land Company 910 NE Johnson Creek Road Prineville OR 97754 Start Date: 6/18/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Family Land Holdings Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-12 |
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