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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-17 |
| PA | RA | APPROVED | 2007-12-04 |
Branch Locations
1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222 • United States
Mercer, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Pittsburgh | PA | 07/2007 | Present |
1. Rental property; 145 S. 18th St, Pittsburgh, PA 15203; Owner; Management & maintenance; 01/01/2007; 40 Hours per Year; Not during securities trading hours; Investment-Related. 2. Rental property; 124 S. 19th St, Pittsburgh, PA 15203; Owner; Management & maintenance; 01/01/2007; 40 Hours per Year; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-19 |
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