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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-30 |
Branch Locations
1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jeff'S Investment Group, Llc | San Antonio | TX | 01/2009 | 08/2021 |
| Cuna Brokerage Services | Waverly | IA | 05/2015 | 08/2021 |
| Randolph Brooks | Universal City | TX | 05/2015 | 08/2021 |
| Ameriprise Financial Services, Llc | Live Oak | TX | 08/2021 | Present |
Outside Employment; Randolph Brooks FCU; Financial Advisor - Financial Advisor; ; One IKEA-RBFCU Parkway, , Live Oak, TX, 78233; Investment-Related; 12/13/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 2002-03-18 |
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