Patrick Daniel Roth

Current Employers

World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-17
VA	RA	APPROVED	2024-07-01

TX RA
APPROVED_RES

Since 2024-10-17
VA RA
APPROVED

Since 2024-07-01

Branch Locations

Vienna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fiduciary Wealth Management	Alexandria	VA	08/2011	Present
Advisory Group Equity Services, Ltd.	Reading	MA	08/2011	12/2016
World Investment Advisors, Llc	Santa Barbara	CA	07/2024	Present

08/2011 → Present

Fiduciary Wealth Management

Alexandria, VA
08/2011 → 12/2016

Advisory Group Equity Services, Ltd.

Reading, MA
07/2024 → Present

World Investment Advisors, Llc

Santa Barbara, CA

Previous Registrations

2011-09-27 → 2024-07-16

Fiduciary Wealth Management, Llc

Reston, VA
2008-12-01 → 2011-09-15

Westminster Financial Advisory Corp

Beavercreek, OH
2007-05-07 → 2007-09-19

Ubs Financial Services Inc.

Bethesda, MD
2003-02-14 → 2007-04-11

Capitol Securities Management, Inc.

Mclean, VA

Reston, VA

Other Businesses

1. Outside Non-Variable Insurance Sales; 11250 Roger Bacon Drive, suite 12 Reston VA 20190; Non-Variable Insurance & Annuities; Insurance Agent; 5/19/2010; 1 hour per month; 1 hour during trading hours; Sales and service of non-variable insurance and annuities through one or more unaffiliated carrier appointments.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-07
S63	Uniform Securities Agent State Law Examination	1996-05-13

S65 Uniform Investment Adviser Law Examination

2002-05-07
S63 Uniform Securities Agent State Law Examination

1996-05-13

Other Names

Patrick Daniel Roth
Patrick David Roth

View on SEC IAPD