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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
3701 Wilshire Blvd Ste 800, Los Angeles, CA 90010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Chunha Insurance Services, Inc. | Garden Grove | CA | 03/2009 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/1995; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2) NAME OF OTHER BUSINESS: KOREAN AMERICAN INSURANCE AND FINANCIAL PROFESSIONAL ASSOC.; INVESTMENT RELATED: NO ; ADDRESS: P.O. BOX 761399 LOS ANGELES, CA NATURE OF BUSINESS: NON-PROFIT ; START DATE 01/2021 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE AND EXECUTE ASSOCIATION BUSINESS ; 3) NAME OF OTHER BUSINESS: CHUNHA INSURANCE SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: 9122 GARDEN GROVE BLVD, GARDEN GROVE, CA 92844 NATURE OF BUSINESS: INSURANCE SALES START DATE: 03/2009 POSITION/TITLE/RELATIONSHIP: BRANCH MANAGER APX NUMBER OF HOURS PER WEEK:8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE AND TRAINS AGENTS. 4) NAME OF OTHER BUSINESS: HUB INTERNATIONAL; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROPERTY & CASUALTY; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: PRODUCER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROPERTY AND CASUALTY INSURANCE SALES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-02 |
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