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1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-12 |
| NY | RA | APPROVED | 2021-08-05 |
| PA | RA | APPROVED | 2006-12-20 |
Branch Locations
Carlsbad, CA • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-13 |
Branch Locations
Carlsbad, CA • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-05 |
| PA | RA | APPROVED | 2009-11-11 |
Branch Locations
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Carlsbad, CA • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-05 |
| MA | RA | APPROVED | 2010-05-12 |
Branch Locations
Carlsbad, CA • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federated Securities Corp. | Pittsburgh | PA | 07/1995 | Present |
| Federated Investment Counseling | Pittsburgh | PA | 12/2006 | Present |
| Federated Hermes, Inc. | Pittsburgh | PA | 07/1995 | Present |
| Mdt Advisers, A Division Of Federated Mdta Llc | Boston | MA | 03/2010 | Present |
| Federated Global Investment Management Corp | New York | NY | 03/2010 | Present |
From Feb 2016 to present, Author of a baseball book for Mascot Books, 560 Herndon Parkway #120, Herndon, VA 20170. Duties are not investment related and are not performed during trading hours. Time spent is approximately 4 hours a month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-18 |
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