Michael Eugene Roozeboom

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-05-10
IA	RA	APPROVED	2008-02-19

TX RA
APPROVED_RES

Since 2013-05-10
IA RA
APPROVED

Since 2008-02-19

Branch Locations

512 Franklin Street, Pella, IA 50219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Midwest One Investment Services Inc	Pella	IA	09/2005	04/2026
Lpl Financial	Pella	IA	02/2008	Present

09/2005 → 04/2026

Midwest One Investment Services Inc

Pella, IA
02/2008 → Present

Lpl Financial

Pella, IA

Previous Registrations

2006-06-13 → 2008-12-16

Midwestone Investment Services, Inc

Pella, IA
2001-06-06 → 2005-10-14

Piper Sandler & Co.

Des Moines, IA

Other Businesses

1. 04/02/2026 - Roozeboom Evans Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/13/2026 - 160 hours per month/ during trading 2. 04/10/2026 - Roozeboom Evans Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026 - 2 hours per month/ 0 hours during trading 3. 04/10/2026 - Roozeboom Wealth Management - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-19
S63	Uniform Securities Agent State Law Examination	1995-08-07

S65 Uniform Investment Adviser Law Examination

2001-02-19
S63 Uniform Securities Agent State Law Examination

1995-08-07

View on SEC IAPD