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Inactive

Jerry Thomas Peters

Smithbrook, LLC

Bend, OR

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Current Employers
Smithbrook, Llc

Bend, OR • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-10-21
NY RA APPROVED 2023-02-22
WA RA APPROVED 2021-08-19
  • OR RA
    APPROVED
    Since 2024-10-21
  • NY RA
    APPROVED
    Since 2023-02-22
  • WA RA
    APPROVED
    Since 2021-08-19

Branch Locations

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Filament, Llc Seattle WA 06/2012 12/2020
Laird Norton Wealth Management Seattle WA 12/2020 06/2021
Smithbrook, Llc Bend OR 06/2021 Present
  • 06/2012 → 12/2020
    Filament, Llc
    Seattle, WA
  • 12/2020 → 06/2021
    Laird Norton Wealth Management
    Seattle, WA
  • 06/2021 → Present
    Smithbrook, Llc
    Bend, OR
Previous Registrations
  • 2020-12-04 → 2021-06-07
    Lnw
    Seattle, WA
  • 2016-01-06 → 2020-12-14
    Filament, Llc
    Seattle, WA
  • 2012-09-17 → 2015-12-31
    Filament, Llc
    Seattle, WA
  • 2007-10-02 → 2011-05-24
    Blackrock Financial Management, Inc
    New York, NY
  • 2004-04-21 → 2007-10-02
    Quellos Capital Management Lp
    Seattle, WA
  • 2005-07-14 → 2007-10-02
    Quellos Private Capital Markets, L.P.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-19
S63 Uniform Securities Agent State Law Examination 1995-08-28
  • S66 Uniform Combined State Law Examination
    2002-03-19
  • S63 Uniform Securities Agent State Law Examination
    1995-08-28
Designations
Other Names
  • Jerry Peters

View on SEC IAPD

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