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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-24 |
| TX | RA | APPROVED_RES | 2010-02-23 |
Branch Locations
110 N Duke St, Lancaster, PA 17602 • United States
Columbia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lancaster | PA | 07/1995 | Present |
| Bank Of America, N.A. | Lancaster | PA | 12/2009 | Present |
I*2172262, Entity Type: , Name of OBA: D D H EXEC EST OF D D, Address: Columbia, Pennsylvania, 17512, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 21-Jan-2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3470299Entity Type: N/AName of OBA: MLPF& S CUST FPO C H RRA FBO C HAddress: Columbia, Pennsylvania, 17512Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 01/09/2026Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/GrandchildI*1964317Entity Type: Entity CharitableName of OBA: University of DelawareAddress: Newark, Delaware, 19716Investment Related: NoPosition, Title, Association: Board Member,OfficerEmployee Start Date: 09/27/2024Number of Hours: 6, YearlyNumber of Hours during trading: 0, YearlyDuties: This is a parents' advisory board to learn about and give input on the various functions of the university There are two board meetings per year where we learn about and discuss aspects of university life and academics I*4809268 Entity Type: N/A Name of OBA: A H Address: Columbia, Pennsylvania, 17512 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/07/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4809269 Entity Type: N/A Name of OBA: C H Address: Columbia, Pennsylvania, 17512 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/07/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-25 |
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