Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-24
TX RA APPROVED_RES 2010-02-23
  • PA RA
    APPROVED
    Since 2010-06-24
  • TX RA
    APPROVED_RES
    Since 2010-02-23

Branch Locations

110 N Duke St, Lancaster, PA 17602 • United States

Columbia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster PA 07/1995 Present
Bank Of America, N.A. Lancaster PA 12/2009 Present
Other Businesses

I*2172262, Entity Type: , Name of OBA: D D H EXEC EST OF D D, Address: Columbia, Pennsylvania, 17512, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 21-Jan-2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3470299Entity Type: N/AName of OBA: MLPF& S CUST FPO C H RRA FBO C HAddress: Columbia, Pennsylvania, 17512Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 01/09/2026Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/GrandchildI*1964317Entity Type: Entity CharitableName of OBA: University of DelawareAddress: Newark, Delaware, 19716Investment Related: NoPosition, Title, Association: Board Member,OfficerEmployee Start Date: 09/27/2024Number of Hours: 6, YearlyNumber of Hours during trading: 0, YearlyDuties: This is a parents' advisory board to learn about and give input on the various functions of the university There are two board meetings per year where we learn about and discuss aspects of university life and academics I*4809268 Entity Type: N/A Name of OBA: A H Address: Columbia, Pennsylvania, 17512 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/07/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4809269 Entity Type: N/A Name of OBA: C H Address: Columbia, Pennsylvania, 17512 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/07/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-06
S63 Uniform Securities Agent State Law Examination 1995-09-25
  • S65 Uniform Investment Adviser Law Examination
    1995-10-06
  • S63 Uniform Securities Agent State Law Examination
    1995-09-25
Other Names
  • Douglas D Herr
  • Doug Herr

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lancaster, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor