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6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-10 |
Branch Locations
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 06/1995 | 11/2018 |
| Seia Llc | Los Angeles | CA | 01/2004 | 02/2024 |
| Sia Llc | Los Angeles | CA | 04/2012 | 04/2024 |
| Sip Llc | Los Angeles | CA | 10/2015 | 04/2024 |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 08/2023 | 04/2024 |
| Axxcess Wealth Management, Llc Dba Investate Wealth Management | Pacific Palisades | CA | 03/2025 | Present |
| Unemployed | Pacific Palisades | CA | 05/2024 | 02/2025 |
(1) SEIA LLC POSITION: CIO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 1/1/2004 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service (2) Investate Wealth Management; Doing Business As ("DBA") name for investment advisory activities conducted through Axxccess Wealth; Investment Advisor Representative; Full-time position; Start 03/07/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-09 |
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