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Current Employers
Axxcess Wealth Management, Llc

6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-10
  • CA RA
    APPROVED
    Since 2025-03-10

Branch Locations

6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States

Pacific Palisades, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 06/1995 11/2018
Seia Llc Los Angeles CA 01/2004 02/2024
Sia Llc Los Angeles CA 04/2012 04/2024
Sip Llc Los Angeles CA 10/2015 04/2024
Royal Alliance Associates, Inc. Los Angeles CA 11/2018 08/2023
Ses Inc. Los Angeles CA 08/2023 04/2024
Axxcess Wealth Management, Llc Dba Investate Wealth Management Pacific Palisades CA 03/2025 Present
Unemployed Pacific Palisades CA 05/2024 02/2025
  • 06/1995 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 01/2004 → 02/2024
    Seia Llc
    Los Angeles, CA
  • 04/2012 → 04/2024
    Sia Llc
    Los Angeles, CA
  • 10/2015 → 04/2024
    Sip Llc
    Los Angeles, CA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Los Angeles, CA
  • 08/2023 → 04/2024
    Ses Inc.
    Los Angeles, CA
  • 03/2025 → Present
    Axxcess Wealth Management, Llc Dba Investate Wealth Management
    Pacific Palisades, CA
  • 05/2024 → 02/2025
    Unemployed
    Pacific Palisades, CA
Previous Registrations
  • 2010-04-12 → 2024-04-17
    Los Angeles, CA
  • 2012-05-11 → 2024-04-17
    Los Angeles, CA
  • 2015-10-23 → 2024-04-17
    Signature Intelligent Portfolios, Llc
    Los Angeles, CA
  • 2001-09-14 → 2006-05-16
    Los Angeles, CA
  • 1999-04-20 → 2002-12-31
    Signator Investors, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

(1) SEIA LLC POSITION: CIO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 1/1/2004 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service (2) Investate Wealth Management; Doing Business As ("DBA") name for investment advisory activities conducted through Axxccess Wealth; Investment Advisor Representative; Full-time position; Start 03/07/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-10
S63 Uniform Securities Agent State Law Examination 1995-08-09
  • S65 Uniform Investment Adviser Law Examination
    1998-12-10
  • S63 Uniform Securities Agent State Law Examination
    1995-08-09
Designations
Other Names
  • Deron T Mccoy
  • Deron Talmadge Mccoy

View on SEC IAPD

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