Ronald Paul Horta

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2020 → Present
  Intuit Inc
  Mountain View, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (ANNUITIES), POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, START DATE: 10/20/2009, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS A REGISTERED REPRESENTATIVE; 2. NAME OF OTHER BUSINESS: RON HORTA, INVESTMENT RELATED: YES, ADDRESS: 1172 FOLEY DRIVE. SANTA CLARA, CA 95051, NATURE OF BUSINESS: TAX SERVICES, POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR, START DATE: 11/2005, BRIEF DESCRIPTION OF DUTIES: SOLE PROPRIETOR - PREPARE TAX RETURNS, TAX SERVICES FOR CLIENTS; 3. MONTEREY CREDIT UNION, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, CREDIT UNION, START 06/22/2008, 40HRS/WK (32.5 TRADING HOURS), REGISTERED REPRESENTATIVE; 4. NAME OF OTHER BUSINESS: INTUIT INC; INVESTMENT RELATED: NO ADDRESS: 2700 COAST AVE , MOUNTAIN VIEW, CA 94043 ; NATURE OF BUSINESS: TAX AND BUSINESS PROGRAMS ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT ; APX NUMBER OF HOURS PER WEEK: 10-15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10-15 ; BRIEF DESCRIPTION OF DUTIES: ASSIST CUSTOMERS BY ANSWERING TAX QUESTIONS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-25
• S63 Uniform Securities Agent State Law Examination
  1995-08-02

Other Names

• Ronald P Horta