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Steven Prumo

Prumo Wealth Management, LLC

Townson, MD

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Current Employers
Prumo Wealth Management, Llc

Townson, MD • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-09
  • TX RA
    APPROVED_RES
    Since 2026-03-09

Branch Locations

Townson, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 06/2010 10/2023
Morgan Stanley Lutherville MD 10/2023 10/2025
Prumo Wealth Management, Llc Towson MD 01/2026 Present
Previous Registrations
Other Businesses

-insurance agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-04
S63 Uniform Securities Agent State Law Examination 1995-10-11
S65 Uniform Investment Adviser Law Examination 1995-10-09
  • S66 Uniform Combined State Law Examination
    2010-09-04
  • S63 Uniform Securities Agent State Law Examination
    1995-10-11
  • S65 Uniform Investment Adviser Law Examination
    1995-10-09
Other Names
  • Steven Michael Prumo
  • Steven Michael Prumo

View on SEC IAPD

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