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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-06 |
| TX | RA | APPROVED_RES | 2001-05-24 |
| MD | RA | APPROVED | 1998-03-17 |
| DC | RA | APPROVED | 1996-01-02 |
| VA | RA | APPROVED | 1995-11-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 07/1995 | Present |
| Bank Of America, N.A. | Vienna | VA | 06/2011 | Present |
BUSINESS NAME: SELF EMPLOYED BUSINESS ADDRESS: INVESTMENT RELATED: NO POSITION HELD: SELLING MOTORCYCLESBUSINESS TYPE: SELLING CHINESE MOTORCYCLESHOURS/MONTH DEVOTED: 6HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS: OTHER BUSINESS DESCRIPTION: DUTIES RELATING TO BUSINESS: BUYING AND SELLING MOTORCYCLESCOMMENT: START DATE: 11/01/2005 I*42262 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GENERALS PROPERTY, LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: POTOMAC, MD 20854 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/6/2011NUMBER OF HOURS DEVOTED: 5 HOURS MTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BUSINESS IS A SMALL NEIGHBORHOOD SHOPPING CENTER, WHICH I AM PURCHASING AS AN INVESTMENT PROPERTY FOR RENTAL INCOME. THE SHOPPING CENTER IS BEING PLACED INTO AN LLC STRUCTURE TO PROTECT ME FROM LIABILITY IF AN CUSTOMER BECOMES INJURIED AT THE CENTER I*122057 For-Profit Organization Name of outside business organization: Dock Street Property Ltd. Investment related: N Address of business: Potomac, MD 20854Nature of business: Corporation ,Position, title, association: Owner, Start date of relationship: 4/11/2019 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: The business is a holding company which I have established to hold commercial rental property. The property is being placed into a company structure to protect me from liability if a customer is injured at a property. I*138640 For-Profit Organization Name of outside business organization: 542-546 Bloomfield Ave LLC Investment related: N Address of business: Bloomfield, NJ 7003Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 7/1/2021 Number of hours devoted: 12 hours Annually Number of hours devoted during trading hours: 1 Duties: The property and building is an IHOP restaurant, which is owned in an LLC. The property is a rental property, leased to IHOP. I would not be running the IHOP or any of the day-to-day operation. I*1790284, Entity Type: For Profit, Name of OBA: SAK Tysons LLC Address: Alexandria, VA 22312 Investment Related: No Position, Title, Association: Owner Employee Start Date: No Hours: 2 Monthly No Hours during trading: 0 Duties: Ownership of the Staybridge hotel in McLean, Virginia I*3162384 Entity Type: For Profit Name of OBA: SAK Vienna LLC Address: Alexandria, Virginia, 22312Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/01/2025Number of Hours: 2, Yearly Number of Hours during trading: 0 Duties: The purposes of the LLC is to purchase a Embassy Suites hotel in Vienna, VA. 22182 I would only be an investor as a Limited Partner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-19 |
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