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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-06
TX RA APPROVED_RES 2001-05-24
MD RA APPROVED 1998-03-17
DC RA APPROVED 1996-01-02
VA RA APPROVED 1995-11-29
  • NY RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED_RES
    Since 2001-05-24
  • MD RA
    APPROVED
    Since 1998-03-17
  • DC RA
    APPROVED
    Since 1996-01-02
  • VA RA
    APPROVED
    Since 1995-11-29

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 07/1995 Present
Bank Of America, N.A. Vienna VA 06/2011 Present
Other Businesses

BUSINESS NAME: SELF EMPLOYED BUSINESS ADDRESS: INVESTMENT RELATED: NO POSITION HELD: SELLING MOTORCYCLESBUSINESS TYPE: SELLING CHINESE MOTORCYCLESHOURS/MONTH DEVOTED: 6HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS: OTHER BUSINESS DESCRIPTION: DUTIES RELATING TO BUSINESS: BUYING AND SELLING MOTORCYCLESCOMMENT: START DATE: 11/01/2005 I*42262 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GENERALS PROPERTY, LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: POTOMAC, MD 20854 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/6/2011NUMBER OF HOURS DEVOTED: 5 HOURS MTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BUSINESS IS A SMALL NEIGHBORHOOD SHOPPING CENTER, WHICH I AM PURCHASING AS AN INVESTMENT PROPERTY FOR RENTAL INCOME. THE SHOPPING CENTER IS BEING PLACED INTO AN LLC STRUCTURE TO PROTECT ME FROM LIABILITY IF AN CUSTOMER BECOMES INJURIED AT THE CENTER I*122057 For-Profit Organization Name of outside business organization: Dock Street Property Ltd. Investment related: N Address of business: Potomac, MD 20854Nature of business: Corporation ,Position, title, association: Owner, Start date of relationship: 4/11/2019 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: The business is a holding company which I have established to hold commercial rental property. The property is being placed into a company structure to protect me from liability if a customer is injured at a property. I*138640 For-Profit Organization Name of outside business organization: 542-546 Bloomfield Ave LLC Investment related: N Address of business: Bloomfield, NJ 7003Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 7/1/2021 Number of hours devoted: 12 hours Annually Number of hours devoted during trading hours: 1 Duties: The property and building is an IHOP restaurant, which is owned in an LLC. The property is a rental property, leased to IHOP. I would not be running the IHOP or any of the day-to-day operation. I*1790284, Entity Type: For Profit, Name of OBA: SAK Tysons LLC Address: Alexandria, VA 22312 Investment Related: No Position, Title, Association: Owner Employee Start Date: No Hours: 2 Monthly No Hours during trading: 0 Duties: Ownership of the Staybridge hotel in McLean, Virginia I*3162384 Entity Type: For Profit Name of OBA: SAK Vienna LLC Address: Alexandria, Virginia, 22312Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/01/2025Number of Hours: 2, Yearly Number of Hours during trading: 0 Duties: The purposes of the LLC is to purchase a Embassy Suites hotel in Vienna, VA. 22182 I would only be an investor as a Limited Partner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-05
S63 Uniform Securities Agent State Law Examination 1995-09-19
  • S65 Uniform Investment Adviser Law Examination
    1995-10-05
  • S63 Uniform Securities Agent State Law Examination
    1995-09-19
Other Names
  • Christopher Bailey
  • Christopher P Macnamara
  • Christopher Peter Macnamara

View on SEC IAPD

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