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Stephanie Jo Ruffo

Equitable Advisors, LLC

Skaneateles Falls, NY

Syracuse, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

Skaneateles Falls, NY • United States

507 Plum Street Suite 200, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2003 06/2020
Equitable Advisors, Llc New York NY 06/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-19
S63 Uniform Securities Agent State Law Examination 2000-06-05
  • S65 Uniform Investment Adviser Law Examination
    2003-08-19
  • S63 Uniform Securities Agent State Law Examination
    2000-06-05
Other Names
  • Stephanie Ruffo

View on SEC IAPD

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