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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-12 |
| TX | RA | APPROVED | 2023-01-12 |
Branch Locations
1850 Mt Diablo Blvd, Ste 225 [Satellite], Walnut Creek, CA 94596 • United States
1795 E Skyline Dr Ste 141, Tucson, AZ 85718 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Francisco | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Tucson | AZ | 01/2023 | Present |
LOYAL DOG WEALTH MANAGEMENT, LLC; INV RELATED;WALNUT CREEK,CA; FINET PRACTICE;100% OWNERSHIP; START DATE: 05/29/2026; 40 HRS PER MONTH; 40 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-24 |
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