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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-08 |
| FL | RA | APPROVED | 2022-09-22 |
| DC | RA | APPROVED | 2017-07-18 |
| WA | RA | APPROVED | 2013-05-03 |
Branch Locations
601 Union Street Suite 4650, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co. Llc | Chicago | IL | 08/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 1995-06-27 |
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