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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-08
FL RA APPROVED 2022-09-22
DC RA APPROVED 2017-07-18
WA RA APPROVED 2013-05-03
  • TX RA
    APPROVED_RES
    Since 2023-10-08
  • FL RA
    APPROVED
    Since 2022-09-22
  • DC RA
    APPROVED
    Since 2017-07-18
  • WA RA
    APPROVED
    Since 2013-05-03

Branch Locations

Seattle, WA • United States

601 Union Street Suite 4650, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co. Llc Chicago IL 08/2005 Present
  • 08/2005 → Present
    Sanford C. Bernstein & Co. Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-07
S63 Uniform Securities Agent State Law Examination 1996-09-13
S65 Uniform Investment Adviser Law Examination 1995-06-27
  • S66 Uniform Combined State Law Examination
    2005-09-07
  • S63 Uniform Securities Agent State Law Examination
    1996-09-13
  • S65 Uniform Investment Adviser Law Examination
    1995-06-27
Other Names
  • John Patnaude

View on SEC IAPD

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