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Athanacia Lallas Frey

Oppenheimer & Co. Inc.

Portage, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-13
MI RA APPROVED 2015-12-22
  • TX RA
    APPROVED
    Since 2016-05-13
  • MI RA
    APPROVED
    Since 2015-12-22

Branch Locations

950 Trade Centre Way Suite 120, Portage, MI 49002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Kalamazoo MI 12/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-08
  • S66 Uniform Combined State Law Examination
    2015-12-08
Other Names
  • Cia Lallas
  • Cia Lallas Frey
  • Athanacia Maria Lallas

View on SEC IAPD

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EDWARD JONES · Portage, MI
PFS INVESTMENTS INC. · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PORTAGE, MI

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