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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
25 Melville Park Road Suite 91, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | West Babylon | NY | 07/1995 | 11/2024 |
| Lpl Enterprise, Llc | Melville | NY | 11/2024 | Present |
500 DRIVE INC POSITION: No position or title or ownership and I offer the class to exsiting and potential clients as a discount on their auto insurance policies. NATURE: Defensive Driving Classes INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2008 ADDRESS: 185 Montecito Crescent, Melville NY 11747, United States DESCRIPTION: Driving school SIMON PASTONAND SONS AGENCY POSITION: Agent NATURE: Commercial P&C INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1998 ADDRESS: 381 Sunrise HWY, Lynbrook NY 11563, United States DESCRIPTION: Commercial P&C Agent - for renewal purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
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