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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-26
LA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • CO RA
    APPROVED
    Since 2026-06-26
  • LA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

9545 Katy Freeway, Ste 400, Houston, TX 77024 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

4700 S Syracuse Street, Ste 1030, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sc Distributors Llc Newport Beach CA 01/2011 05/2018
Northstar Securities, Llc Denver CO 06/2018 08/2018
S2K Financial Llc New York NY 06/2018 01/2020
Prudential Insurance Company Of America Denver CO 01/2020 01/2022
Prudential Annuities Distributors, Inc Denver CO 01/2020 01/2022
Lpl Financial Llc Denver CO 01/2022 Present
Mariner Independent Advisor Network, Llc Sacramento CA 02/2022 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 01/2011 → 05/2018
    Sc Distributors Llc
    Newport Beach, CA
  • 06/2018 → 08/2018
    Northstar Securities, Llc
    Denver, CO
  • 06/2018 → 01/2020
    S2K Financial Llc
    New York, NY
  • 01/2020 → 01/2022
    Prudential Insurance Company Of America
    Denver, CO
  • 01/2020 → 01/2022
    Prudential Annuities Distributors, Inc
    Denver, CO
  • 01/2022 → Present
    Lpl Financial Llc
    Denver, CO
  • 02/2022 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2022-02-16 → 2026-06-26
    Denver, CO
    Denver, CO
  • 2003-03-12 → 2004-03-24
    American Skandia Advisory Services, Inc.
    Shelton, CT
Other Businesses

1) 01/31/2022 - CARLISLE WEALTH PLANNING - Business Entity For Tax/Investment Purposes Only - Inv Rel - Houston, TX 2) 01/31/2022 - EQUITY DEVELOPMENT CORPORATION - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-14
S65 Uniform Investment Adviser Law Examination 2001-02-14
S63 Uniform Securities Agent State Law Examination 1995-07-28
  • S66 Uniform Combined State Law Examination
    2022-02-14
  • S65 Uniform Investment Adviser Law Examination
    2001-02-14
  • S63 Uniform Securities Agent State Law Examination
    1995-07-28
Other Names
  • Chet Charles Bogdan
  • Robert Charles Bogdan
  • Robert Charles Bogdan

View on SEC IAPD

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