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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-09 |
| CA | RA | APPROVED | 2016-11-09 |
Branch Locations
5800 Armada Dr Ste 100, Carlsbad, CA 92008 • United States
Encinitas, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Rancho Sante Fe | CA | 04/2014 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Raymond James & Associates, Inc. | San Diego | CA | 11/2016 | Present |
(1)Name of Business: Henri P Ardantz LLC Address: 581 Samuel Ct, Encinitas, CA, 92024, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-08 |
| S65 | Uniform Investment Adviser Law Examination | 2011-04-05 |
| S66 | Uniform Combined State Law Examination | 2001-09-27 |
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