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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

Fergus Falls, MN • United States

1401 College Way, Fergus Falls, MN 56537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Duluth MN 01/2015 11/2016
Wells Fargo Clearing Services, Llc Duluth MN 11/2016 04/2023
Pruco Securities, Llc St Louis Park MN 04/2023 11/2024
The Prudential Insurance Company Of America St Louis Park MN 04/2023 Present
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
  • 2023-05-02 → 2024-11-14
    St. Louis Park, MN
  • 2015-01-05 → 2023-05-10
    Duluth, MN
    Fergus Falls, MN
    Barnesville, MN
    Barnesville, MN
  • 2010-11-16 → 2015-01-06
    Detroit Lakes, MN
    Fergus Falls, MN
    Fergus Falls, MN
  • 2006-02-24 → 2010-10-18
    Wells Fargo Investments, Llc
    Rochester, MN
    Saint Louis Park, MN
    San Francisco, CA
    Rochester, MN
    Rochester, MN
    Rochester, MN
Other Businesses

1) 12/06/2024-A Center for the Arts-Board Member-Non-Profit Board Member-Not Inv related-At Fergus Falls, MN-Start date 07/06/2023-2hrs/mth-2hrs/mth during trading 2) 12/06/2024-Vigesaa Insurance Group-Owner-Business Owner-Inv related-At Fergus Falls, MN-1hrs/mth-1hrs/mth during trading 3)12/06/2024-Fergus Falls-Board Member-Politics/ Government-Not inv related-At Politics/ Government, MN-Start date 01/04/2017-20hrs/mth-10hrs/mth during trading 4)12/06/2024-True North Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-160hrs/mth-160hrs/mth during trading 5) 03/20/2026-Fergus Falls Public Schools-School Board Treasurer-Politics/ Government-Not inv related-At Fergus Falls, MN-Start date 01/01/2026-5hrs/mth-5hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-21
  • S66 Uniform Combined State Law Examination
    2006-02-21
Other Names
  • Steve Leif Vigesaa

View on SEC IAPD

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