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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
Branch Locations
Fergus Falls, MN • United States
1401 College Way, Fergus Falls, MN 56537 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Duluth | MN | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 11/2016 | 04/2023 |
| Pruco Securities, Llc | St Louis Park | MN | 04/2023 | 11/2024 |
| The Prudential Insurance Company Of America | St Louis Park | MN | 04/2023 | Present |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
1) 12/06/2024-A Center for the Arts-Board Member-Non-Profit Board Member-Not Inv related-At Fergus Falls, MN-Start date 07/06/2023-2hrs/mth-2hrs/mth during trading 2) 12/06/2024-Vigesaa Insurance Group-Owner-Business Owner-Inv related-At Fergus Falls, MN-1hrs/mth-1hrs/mth during trading 3)12/06/2024-Fergus Falls-Board Member-Politics/ Government-Not inv related-At Politics/ Government, MN-Start date 01/04/2017-20hrs/mth-10hrs/mth during trading 4)12/06/2024-True North Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-160hrs/mth-160hrs/mth during trading 5) 03/20/2026-Fergus Falls Public Schools-School Board Treasurer-Politics/ Government-Not inv related-At Fergus Falls, MN-Start date 01/01/2026-5hrs/mth-5hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-21 |
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